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 llm alignment


Achieving balanced alignment of large language models (LLMs) in terms of Help-Harmless O fulness,ptimHonestyizat,iandon Harmlessness H(3Heoptimization)lpful Opconstitutestimizaatcornerstoneion

Neural Information Processing Systems

Existing methods like data mixture strategies face limitations, including heavy reliance on expert knowledge and conflicting optimization signals. While model merging offers parameter-level conflict-resolution strategies through integrating specialized models' parameters, its potential for 3H optimization remains underexplored. This paper systematically compares the effectiveness of model merging and data mixture methods in constructing 3H-aligned LLMs for the first time, revealing previously overlooked collaborative and conflict relationships among the 3H dimensions and discussing the advantages and drawbacks of Mdata mixture (data-level) and model merging (parameter-level) methods in mitiodgating the conflict for balanced 3H optimization.


Clean First, Align Later: Benchmarking Preference Data Cleaning for Reliable LLM Alignment

Neural Information Processing Systems

Human feedback plays a pivotal role in aligning large language models (LLMs) with human preferences. However, such feedback is often noisy or inconsistent, which can degrade the quality of reward models and hinder alignment. While various automated data cleaning methods have been proposed to mitigate this issue, a systematic evaluation of their effectiveness and generalizability remains lacking. To bridge this gap, we introduce the first comprehensive benchmark for evaluating 13 preference data cleaning methods in the context of LLM alignment. Our framework offers a standardized protocol to assess cleaning strategies in terms of alignment performance and generalizability across diverse datasets, model architectures, and optimization algorithms. By unifying disparate methods and rigorously comparing them, we uncover key factors that determine the success of data cleaning in alignment tasks. This benchmark lays the groundwork for principled and reproducible approaches to improving LLM alignment through better data quality--highlighting the crucial but underexplored role of data preprocessing in responsible AI development.


LLM Reinforcement in Context

arXiv.org Artificial Intelligence

LLM alignment techniques currently struggle with enforcing desired characteristics and harmlessness of outputs over long conversational contexts and chains-of-thought. In this paper we present the scaling problem, a mathematical formulation of this difficulty, and propose interruptions as a means to achieve LLM alignment in scaling contexts. We call this reinforcement in context. Paper structure is as follows: section 1 is this introduction and section 2 presents the scaling problem. In section 3 we describe interruptions as a means to solve the alignment scaling problem. In section 4 we discuss consequences and limitations and in section 5 we highlight avenues for future research.


SPA: Achieving Consensus in LLM Alignment via Self-Priority Optimization

arXiv.org Artificial Intelligence

In high-stakes scenarios-such as self-harm, legal, or medical queries-LLMs must be both trustworthy and helpful. However, these goals often conflict. We propose priority alignment, a new alignment paradigm that enforces a strict "trustworthy-before-helpful" ordering: optimization of helpfulness is conditioned on first meeting trustworthy thresholds (e.g., harmlessness or honesty). To realize this, we introduce Self-Priority Alignment (SPA)-a fully unsupervised framework that generates diverse responses, self-evaluates them and refines them by the model itself, and applies dual-criterion denoising to remove inconsistency and control variance. From this, SPA constructs lexicographically ordered preference pairs and fine-tunes the model using an uncertainty-weighted alignment loss that emphasizes high-confidence, high-gap decisions. Experiments across multiple benchmarks show that SPA improves helpfulness without compromising safety, outperforming strong baselines while preserving general capabilities. Our results demonstrate that SPA provides a scalable and interpretable alignment strategy for critical LLM applications.


Getting In Contract with Large Language Models -- An Agency Theory Perspective On Large Language Model Alignment

arXiv.org Artificial Intelligence

Adopting Large language models (LLMs) in organizations potentially revolutionizes our lives and work. However, they can generate off-topic, discriminating, or harmful content. This AI alignment problem often stems from misspecifications during the LLM adoption, unnoticed by the principal due to the LLM's black-box nature. While various research disciplines investigated AI alignment, they neither address the information asymmetries between organizational adopters and black-box LLM agents nor consider organizational AI adoption processes. Therefore, we propose LLM ATLAS (LLM Agency Theory-Led Alignment Strategy) a conceptual framework grounded in agency (contract) theory, to mitigate alignment problems during organizational LLM adoption. We conduct a conceptual literature analysis using the organizational LLM adoption phases and the agency theory as concepts. Our approach results in (1) providing an extended literature analysis process specific to AI alignment methods during organizational LLM adoption and (2) providing a first LLM alignment problem-solution space.


A Survey on Progress in LLM Alignment from the Perspective of Reward Design

arXiv.org Artificial Intelligence

Reward design plays a pivotal role in aligning large language models (LLMs) with human values, serving as the bridge between feedback signals and model optimization. This survey provides a structured organization of reward modeling and addresses three key aspects: mathematical formulation, construction practices, and interaction with optimization paradigms. Building on this, it develops a macro-level taxonomy that characterizes reward mechanisms along complementary dimensions, thereby offering both conceptual clarity and practical guidance for alignment research. The progression of LLM alignment can be understood as a continuous refinement of reward design strategies, with recent developments highlighting paradigm shifts from reinforcement learning (RL)-based to RL-free optimization and from single-task to multi-objective and complex settings.


DxHF: Providing High-Quality Human Feedback for LLM Alignment via Interactive Decomposition

arXiv.org Artificial Intelligence

Human preferences are widely used to align large language models (LLMs) through methods such as reinforcement learning from human feedback (RLHF). However, the current user interfaces require annotators to compare text paragraphs, which is cognitively challenging when the texts are long or unfamiliar. This paper contributes by studying the decomposition principle as an approach to improving the quality of human feedback for LLM alignment. This approach breaks down the text into individual claims instead of directly comparing two long-form text responses. Based on the principle, we build a novel user interface DxHF. It enhances the comparison process by showing decomposed claims, visually encoding the relevance of claims to the conversation and linking similar claims. This allows users to skim through key information and identify differences for better and quicker judgment. Our technical evaluation shows evidence that decomposition generally improves feedback accuracy regarding the ground truth, particularly for users with uncertainty. A crowdsourcing study with 160 participants indicates that using DxHF improves feedback accuracy by an average of 5%, although it increases the average feedback time by 18 seconds. Notably, accuracy is significantly higher in situations where users have less certainty. The finding of the study highlights the potential of HCI as an effective method for improving human-AI alignment.


Dataset Cartography for Large Language Model Alignment: Mapping and Diagnosing Preference Data

arXiv.org Artificial Intelligence

Human preference data plays a critical role in aligning large language models (LLMs) with human values. However, collecting such data is often expensive and inefficient, posing a significant scalability challenge. To address this, we introduce Alignment Data Map, a GPT-4o-assisted tool for analyzing and diagnosing preference data. Using GPT-4o as a proxy for LLM alignment, we compute alignment scores for LLM-generated responses to instructions from existing preference datasets. These scores are then used to construct an Alignment Data Map based on their mean and variance. Our experiments show that using only 33 percent of the data, specifically samples in the high-mean, low-variance region, achieves performance comparable to or better than using the entire dataset. This finding suggests that the Alignment Data Map can significantly improve data collection efficiency by identifying high-quality samples for LLM alignment without requiring explicit annotations. Moreover, the Alignment Data Map can diagnose existing preference datasets. Our analysis shows that it effectively detects low-impact or potentially misannotated samples. Source code is available online.


Wide Reflective Equilibrium in LLM Alignment: Bridging Moral Epistemology and AI Safety

arXiv.org Artificial Intelligence

As large language models (LLMs) become more powerful and pervasive across society, ensuring these systems are beneficial, safe, and aligned with human values is crucial. Current alignment techniques, like Constitutional AI (CAI), involve complex iterative processes. This paper argues that the Method of Wide Reflective Equilibrium (MWRE) -- a well-established coherentist moral methodology -- offers a uniquely apt framework for understanding current LLM alignment efforts. Moreover, this methodology can substantively augment these processes by providing concrete pathways for improving their dynamic revisability, procedural legitimacy, and overall ethical grounding. Together, these enhancements can help produce more robust and ethically defensible outcomes. MWRE, emphasizing the achievement of coherence between our considered moral judgments, guiding moral principles, and relevant background theories, arguably better represents the intricate reality of LLM alignment and offers a more robust path to justification than prevailing foundationalist models or simplistic input-output evaluations. While current methods like CAI bear a structural resemblance to MWRE, they often lack its crucial emphasis on dynamic, bi-directional revision of principles and the procedural legitimacy derived from such a process. While acknowledging various disanalogies (e.g., consciousness, genuine understanding in LLMs), the paper demonstrates that MWRE serves as a valuable heuristic for critically analyzing current alignment efforts and for guiding the future development of more ethically sound and justifiably aligned AI systems.


Getting More Juice Out of the SFT Data: Reward Learning from Human Demonstration Improves SFT for LLM Alignment

Neural Information Processing Systems

Aligning human preference and value is an important requirement for contemporary foundation models. State-of-the-art techniques such as Reinforcement Learning from Human Feedback (RLHF) often consist of two stages: 1) supervised fine-tuning (SFT), where the model is fine-tuned by learning from human demonstration data; 2) Preference learning, where preference data is used to learn a reward model, which is in turn used by a reinforcement learning (RL) step to fine-tune the model. Such reward model serves as a proxy to human preference, and it is critical to guide the RL step towards improving the model quality. In this work, we argue that the SFT stage significantly benefits from learning a reward model as well. Instead of using the human demonstration data directly via supervised learning, we propose to leverage an Inverse Reinforcement Learning (IRL) technique to {\it simultaneously} build an reward model and a policy model.